Tag: compliance
Exploring DORA: Countdown to Compliance in European Finance
The Digital Operational Resilience Act (DORA) has quietly emerged as a significant regulatory force in the financial…
Key to Avoiding Communication Compliance Fines as 16 Firms Penalised by SEC
The US Securities and Exchange Commission (SEC) has always been very strict about the improper use of…
Napier Launches Two New Service Offerings for Enhanced AML Compliance
Napier, the London-based global financial crime compliance regtech, has served up new solutions with advanced analytics and…
IDVerse Partners With GeoComply to Help Firms Balance Fraud and Compliance Risks
Digital ID verification company IDVerse is joining forces with GeoComply, a global leader in geolocation compliance technology,…
Fintech Galaxy Launches Open Banking Compliance Solution in the UAE
Regional open banking and financial innovation firm, Fintech Galaxy, has launched its ‘FINX Comply’ open banking compliance…
Fenergo: Financial Firms Hit With 57% More Financial Fines in 2023 for Compliance Shortcomings
Penalties for financial firms which failed to adequately comply with regulations surged by 57 per cent in…
Binance Successfully Completes SOC 2 Type II Compliance Audit
Cryptocurrency exchange and infrastructure provider Binance has completed a comprehensive compliance audit, as part of its commitment…
Simplified Security, Compliance and Data Collection: The Benefits of Network Tokenisation
Compliance can present significant challenges to merchants throughout all aspects of business operations. Whether it be obligations…
Binance’s explosive growth led to compliance failures
“As part of the settlement, CZ cannot be involved in the day-to-day running of the company’s operations,”…
Symphony: Empowering Finance Through Technology – A Compliance Imperative
Encrypted messaging services are a double-edged blade. On the one hand, they’re great for consumers to feel…